Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Hortness is a financial advisor with Empower Advisory Group, LLC. Douglas has been in the industry since 2008 and has a broad range of experience in the field of financial advising. Douglas has worked for a number of other firms in the past, including InterVest International Equities Corporation, Scottrade, Inc., Great American Advisors, Inc., Allstate Financial Services, LLC, MetLife Securities Inc., Metropolitan Life Insurance Company, U.S. Bancorp Investments, Inc., and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SD
06/30/2022 - Present
Empower Advisory Group, LLC (Sioux Falls SD)
SD
01/20/2017 - 11/03/2020
INTERVEST INTERNATIONAL EQUITIES CORPORATION (SIOUX FALLS SD)
SD
09/29/2015 - 11/01/2016
SCOTTRADE, INC. (SIOUX FALLS SD)
SD
12/22/2008 - 09/25/2009
GREAT AMERICAN ADVISORS, INC. (TEA SD)
SD
07/07/2008 - 12/01/2008
ALLSTATE FINANCIAL SERVICES, LLC (SIOUX FALLS SD)
MA
11/18/2003 - 05/25/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/18/2003 - 05/25/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MN
06/26/2003 - 11/14/2003
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MO
08/07/2001 - 06/28/2002
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 11/09/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/05/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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