Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Bennett Lowey is a securities professional with over 30 years of experience in the financial services industry. Douglas is currently registered with Brownstone Investment Group, LLC. Douglas has held previous positions at Bear, Stearns & Co. Inc., Banca IMI Securities Corp., and Mabon, Nugent & Co. Douglas is a Series 7, Series 24, Series 55, Series 57TO, Series 99TO and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/17/1998 - Present
Brownstone Investment Group, LLC (NEW YORK NY)
NY
09/02/1994 - 05/06/1998
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
04/30/1991 - 09/02/1994
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NA
03/21/1989 - 04/30/1991
MABON, NUGENT & CO.
BC
Issued 04/21/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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