Unclaimed
Douglas Ben Spooler is an investment professional with Farmers Financial Solutions, LLC, a firm based in CAPE GIRARDEAU, MO. Douglas has been active in the financial services industry since 2016 and holds the Series 6, Series 63, and SIE licenses. Douglas is currently registered with the state of Missouri and holds an active Series 6 registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
04/25/2016 - Present
Farmers Financial Solutions, LLC (CAPE GIRARDEAU MO)
BC
Issued 08/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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