Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Baugh Doster is a financial advisor with ON Investment Management Co. in Memphis, TN. Douglas has been in the industry since 1994, and holds a variety of licenses and certifications, including Series 7, 6, 24, 26, 63, and 66. Douglas works with individuals, high-net-worth individuals, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Morningstar investment services llc, sei, assetmark, brinker capital, bny mellon advisors, inc, symmetry partners, envestnet
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
03/29/2019 - Present
ON Investment Management Co. (MEMPHIS TN)
FL
01/04/2000 - 08/03/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
GA
10/03/1997 - 01/05/2000
FSC SECURITIES CORPORATION (ATLANTA GA)
OH
01/11/1996 - 10/16/1997
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
OH
04/25/1994 - 01/04/1996
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
BOTH
Issued 05/10/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2001
Series 24 - General Securities Principal Examination
BC
Issued 04/15/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/22/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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