Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Bartow Wilson is a financial advisor with over 30 years of experience in the industry. Douglas is currently registered with Charles Schwab & Co., Inc. in Florida as an investment advisor representative (IAR). Douglas is also a registered representative (RR) in Florida. Prior to joining Charles Schwab & Co., Inc., Douglas was registered with TD AMERITRADE, INC. Douglas holds a Series 63, Series 65, and Series 66 license. He has also passed the Series 7, Series 8, Series 9, Series 10, and SIE exams. Douglas also provides financial planning services. Douglas is a dedicated financial advisor with extensive experience in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
01/16/2024 - Present
Charles Schwab & CO., Inc. (Scottsdale AZ)
NE
07/28/2021 - 07/29/2024
TD AMERITRADE, INC. (OMAHA NE)
MA
01/08/1992 - 02/11/2009
FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)
MN
08/06/1990 - 12/13/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/06/1990 - 12/13/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 11/16/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/04/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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