Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Bartlett Niemann is a financial advisor with Athene Securities, LLC. Douglas has over 6 years of experience in the financial services industry. Douglas is registered to sell securities in Iowa. Douglas holds the Series 63, SIE, and Series 7 licenses. Douglas's previous employers include PARK AVENUE SECURITIES LLC, GUARDIAN INVESTOR SERVICES LLC, and J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IA
05/19/2020 - Present
Athene Securities, LLC (WEST DES MOINES IA)
NY
03/31/2015 - 03/05/2020
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
03/10/2015 - 03/31/2015
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
NY
09/06/2013 - 01/26/2015
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
BC
Issued 09/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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