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Douglas B. Hughes

J. W. Cole Advisors, Inc.

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About Douglas B. Hughes

Douglas B. Hughes is a financial advisor with over 23 years of experience in the industry. He has a wide range of experience in various financial services and is currently registered as a Registered Representative with J. W. Cole Advisors, Inc. and an Investment Adviser Representative with Comprehensive Financial Consultants Institutional, Inc. Douglas has provided financial services and advice to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Douglas has been registered in over 17 states and is dedicated to providing personalized financial services to his clients.

Firm Information

Douglas Hughes is currently registered with J. W. Cole Advisors, Inc.. J. W. Cole Advisors, Inc. is an investment advisor headquartered in TAMPA, FL. They manage a total of $5.74 billion in client assets, primarily for high-net-worth individuals and other individuals, as well as corporations and charitable organizations. The firm offers a range of services, including financial planning, portfolio management, and educational seminars. J. W. Cole Advisors, Inc. is a registered investment advisor with the SEC.
J. W. Cole Advisors, Inc.

4301 ANCHOR PLAZA PARKWAY

TAMPA, FL 33634

$5.74B

Assets Under Management

1,682

Total Clients

419

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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hourly & fixed rate consulting

Hourly & fixed rate consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Douglas Hughes’s Registration & Firm History

FL

05/28/2013 - Present

J. W. Cole Advisors, Inc. (TAMPA FL)

IN

07/10/2003 - 05/28/2013

SAMMONS SECURITIES COMPANY, LLC (BLOOMINGTON IN)

IN

07/28/2000 - 06/27/2003

ALANAR INCORPORATED (SULLIVAN IN)

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Licenses & Designations

IA

Issued 01/05/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/26/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/27/2000

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Douglas B. Hughes. Review regulatory record here.
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