Unclaimed
Douglas B. Hughes is a financial advisor with over 23 years of experience in the industry. He has a wide range of experience in various financial services and is currently registered as a Registered Representative with J. W. Cole Advisors, Inc. and an Investment Adviser Representative with Comprehensive Financial Consultants Institutional, Inc. Douglas has provided financial services and advice to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Douglas has been registered in over 17 states and is dedicated to providing personalized financial services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
05/28/2013 - Present
J. W. Cole Advisors, Inc. (TAMPA FL)
IN
07/10/2003 - 05/28/2013
SAMMONS SECURITIES COMPANY, LLC (BLOOMINGTON IN)
IN
07/28/2000 - 06/27/2003
ALANAR INCORPORATED (SULLIVAN IN)
IA
Issued 01/05/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/27/2000
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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