Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Johnson is a financial professional with over 20 years of experience in the securities industry. Douglas has held positions at several prominent financial institutions, including KCG Americas LLC, GETCO Securities, LLC, and Banc of America Specialist, Inc. Currently, Douglas is a registered representative with Citadel Securities LLC, a leading market maker and financial services firm. Douglas has a broad range of experience in trading and financial markets, and he has a strong track record of success in the industry. Douglas holds several securities licenses including Series 7, Series 24, Series 55, Series 57TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/27/2016 - Present
Citadel Securities LLC (New York NY)
NY
07/01/2013 - 06/03/2016
KCG AMERICAS LLC (NEW YORK NY)
NY
12/20/2011 - 07/01/2013
GETCO SECURITIES, LLC (NEW YORK NY)
NY
10/01/2000 - 12/20/2011
BANC OF AMERICA SPECIALIST, INC. (NEW YORK NY)
BC
Issued 06/13/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/25/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/10/2000
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 11/17/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
MIAX Emerald, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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