Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Hendee is an active broker and investment advisor representative with Brighton Securities Corp. He is based in Rochester, NY and has been in the industry since 1999. Douglas Hendee works with a wide range of clients, including high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and corporations or other businesses. Douglas Hendee provides financial planning, portfolio management for businesses and individuals, and selection of other advisors. Douglas Hendee is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/12/2024 - Present
Brighton Securities Corp. (ROCHESTER NY)
NY
06/01/2009 - 04/08/2010
MORGAN STANLEY SMITH BARNEY (ROCHESTER NY)
NY
04/18/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ROCHESTER NY)
NY
06/04/1999 - 04/19/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 06/30/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/20/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 06/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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