Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Dawson is a financial professional with over 30 years of experience in the industry. Douglas is currently registered with Northwestern Mutual Investment Services, LLC and has been active in the brokerage industry since 1985. Douglas's previous experience includes roles at Robert W. Baird & Co. Incorporated and May & O'Connor Capital Inc. Douglas has a strong track record of providing financial advice and services to individuals and businesses in Texas and other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
01/01/1988 - Present
Northwestern Mutual Investment Services, LLC (HOUSTON TX)
WI
03/08/1989 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
06/18/1985 - 10/23/1987
MAY & O'CONNOR CAPITAL INC
BOTH
Issued 02/17/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Douglas Dawson is the right advisor for you? Invested Better is here to help.
