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Douglas Aragones

Citadel Securities LLC

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About Douglas Aragones

Douglas Aragones is a financial professional with over a decade of experience in the securities industry. Douglas has held various positions at firms such as UBS Securities LLC, NASDAQ Execution Services, LLC, and AXA Advisors, LLC. Douglas is currently registered with Citadel Securities LLC and Citadel Securities Institutional LLC and holds licenses for Series 3, 7, 24, 57, and 66 exams. Douglas is registered in 19 states and territories.

Firm Information

Douglas Aragones is currently registered with Citadel Securities LLC. Citadel Securities LLC is a Limited Liability Company formed on July 30, 2001. The firm is registered in 16 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Aragones’s Registration & Firm History

NY

10/13/2020 - Present

Citadel Securities LLC (New York NY)

NY

03/24/2016 - 10/09/2020

UBS SECURITIES LLC (NEW YORK NY)

PA

05/29/2013 - 03/17/2016

NASDAQ EXECUTION SERVICES, LLC (PHILADELPHIA PA)

NY

07/21/2010 - 08/05/2011

AXA ADVISORS, LLC (MELVILLE NY)

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Licenses & Designations

BOTH

Issued 09/27/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/18/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/29/2016

Series 3 - National Commodity Futures Examination

BC

Issued 04/04/2016

Series 57 - Securities Trader Exam

BC

Issued 07/20/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Douglas Aragones.
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