Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Anthony Whitt is a financial professional with over 25 years of experience in the securities industry. He has been registered with the Financial Industry Regulatory Authority (FINRA) since January 1996 and currently holds licenses for Series 7, Series 50, and Series 63 exams. Douglas is currently employed by Samco Capital Markets, Inc. and has experience in various aspects of financial services, including investment advisory and brokerage services. He has also worked for other firms such as Southwest Securities, Inc. and Rauscher Pierce Refsnes, Inc. Douglas is dedicated to providing clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/15/2015 - Present
Samco Capital Markets, Inc. (Plano TX)
TX
01/16/1996 - 02/13/2015
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
05/12/1994 - 09/06/1995
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
BC
Issued 03/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 05/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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