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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Rongo is a financial advisor in Charlotte, NC who has been working in the industry since 2001. Douglas is currently registered with Millennium Investment and Retirement Advisors, LLC and has previously worked with Cambridge Investment Research, Inc, Brookstreet Securities Corporation, and The O.N. Equity Sales Company. Douglas has licenses for Series 63, 65, 7, 24 and SIE exams and is a registered Investment Advisor (IA). Douglas has experience working with high net worth individuals, pension and profit-sharing plans, and individuals other than high net worth. Douglas is a member of the US Merchant Marine Academy Alumni Association, Tar Heel Chapter. Douglas's current firm offers pension consulting, portfolio management for individuals, and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
06/24/2022 - Present
Millennium Investment AND Retirement Advisors, LLC (CHARLOTTE NC)
NC
02/09/2007 - 06/23/2022
CAMBRIDGE INVESTMENT RESEARCH, INC. (HICKORY NC)
NC
05/30/2006 - 02/13/2007
BROOKSTREET SECURITIES CORPORATION (HICKORY NC)
NC
05/10/2004 - 05/26/2006
THE O.N. EQUITY SALES COMPANY (HICKORY NC)
SC
07/06/2001 - 05/24/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
WI
01/17/2001 - 06/27/2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
01/17/2001 - 06/27/2001
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 05/30/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
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