Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Anthony Phillips is a financial advisor currently registered with Cetera Investment Advisers LLC. Douglas has been active in the securities industry since October 2006, with prior experience at Foresters Financial Services, Inc. Douglas has a wide range of experience, specializing in financial planning, pension consulting, and portfolio management for individuals and businesses. Douglas is licensed to offer investment advice and services in multiple states, including New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
03/31/2021 - Present
Cetera Investment Advisers LLC (ISELIN NJ)
NY
10/18/2006 - 06/20/2019
FORESTERS FINANCIAL SERVICES, INC. (NEW YORK NY)
BOTH
Issued 9/10/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/6/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/7/2014
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 9/5/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/5/2008
Series 7 - General Securities Representative Examination
BC
Issued 9/23/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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