Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Andrew Sharon is a financial advisor with RBC Capital Markets, LLC in Miami, FL. Douglas has been in the industry since June 5, 1981, and has extensive experience working with a variety of clients, including high-net-worth individuals, families, corporations, and institutions. Douglas has experience in providing financial planning, portfolio management, and investment advice. Douglas also has experience working with pension and profit sharing plans, endowment funds, foundations, and family trusts. Douglas is registered with FINRA and the Securities Investor Protection Corporation (SIPC). Douglas holds Series 3, 7, 8, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
09/25/2017 - Present
RBC Capital Markets, LLC (Miami FL)
FL
06/01/2009 - 07/20/2017
MORGAN STANLEY (MIAMI FL)
MA
03/17/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOSTON MA)
MA
12/08/1987 - 04/23/2008
BEAR, STEARNS & CO. INC. (BOSTON MA)
NA
04/17/1984 - 12/21/1987
L. F. ROTHSCHILD & CO. INCORPORATED
NA
05/04/1982 - 04/30/1984
KIDDER, PEABODY & CO. INCORPORATED
NA
11/25/1981 - 05/04/1982
FIRST NEW ENGLAND SECURITIES CORPORATION
NA
04/13/1981 - 10/01/1981
GILFORD SECURITIES INCORPORATED
IA
Issued 11/22/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1982
Series 3 - National Commodity Futures Examination
BC
Issued 04/11/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Douglas Sharon is the right advisor for you? Invested Better is here to help.
