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Douglas Andrew Riley

Knights OF Columbus Asset Advisors LLC

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About Douglas Andrew Riley

Douglas Riley is a financial advisor with over 30 years of experience in the industry. Douglas is registered with the state of Massachusetts as an investment advisor representative. Douglas is currently affiliated with Knights Of Columbus Asset Advisors LLC. Douglas has previously been affiliated with PENN MUTUAL EQUITY SERVICES, INC. Douglas holds the Series 63, Series 65, Series 2, and Series 6 licenses. Douglas is a Chartered Financial Analyst. Douglas also owns Andrews-Roberts Development, LLC, a real estate acquisition/development partnership.

Firm Information

Douglas Riley is currently registered with Knights OF Columbus Asset Advisors LLC. Knights OF Columbus Asset Advisors LLC is an investment advisory firm located in NEW HAVEN, CT. They offer portfolio management services to individuals, investment companies, pooled investment vehicles, and businesses. The firm also provides pension consulting and selection of other advisers services. They manage a total of $27.24 billion in assets for 3,799 clients. They are registered with the SEC and have a SEC number of 801-80844.
Knights OF Columbus Asset Advisors LLC

ONE COLUMBUS PLAZA

NEW HAVEN, CT 06510

$27.24B

Assets Under Management

Not reported

Total Clients

197

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Douglas Riley’s Registration & Firm History

MA

11/07/2019 - Present

Knights OF Columbus Asset Advisors LLC (Boston MA)

NA

05/02/1990 - 06/10/1991

PENN MUTUAL EQUITY SERVICES, INC.

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Licenses & Designations

IA

Issued 05/02/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/01/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/21/1995

Series 2 - Non-Member General Securities Examination

BC

Issued 05/01/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Douglas Andrew Riley.
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