Unclaimed
Douglas Rachlin is an investment advisor representative with Neuberger Berman BD LLC, a subsidiary of Neuberger Berman Investment Advisers LLC. Douglas has been in the financial industry since September 8, 1996. In addition to being a registered representative, Douglas also provides portfolio management services to various Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles. Douglas is registered to provide investment advice in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
04/10/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
12/06/2012 - 06/30/2016
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
NY
09/09/1996 - 10/06/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 10/25/1996
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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