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Douglas Andrew Odonnell

Cetera Advisors LLC

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About Douglas Andrew Odonnell

Douglas Odonnell is an investment advisor representative at Cetera Advisors LLC. Douglas has been in the financial services industry for over 20 years. Douglas's experience includes working for various firms such as Investors Capital Corp., MetLife Securities Inc., Quest Capital Strategies, Inc., BrokersXpress LLC, New England Securities, Berthel, Fisher & Company Financial Services, Inc., Continental Capital Investment Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Douglas holds FINRA Series 7, Series 63, and Series 65 licenses and has been active in the financial services industry since 1996.

Firm Information

Douglas Odonnell is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Odonnell’s Registration & Firm History

MA

10/03/2016 - Present

Cetera Advisors LLC (MILLBURY MA)

MA

03/20/2015 - 10/03/2016

INVESTORS CAPITAL CORP. (NORTHBOROUGH MA)

MA

07/02/2010 - 01/07/2014

METLIFE SECURITIES INC. (WESTBORO MA)

CA

09/21/2009 - 07/21/2010

QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)

IL

02/01/2006 - 12/31/2007

BROKERSXPRESS LLC (CHICAGO IL)

NY

09/09/2004 - 09/19/2005

NEW ENGLAND SECURITIES (NEW YORK NY)

IA

03/31/2003 - 08/02/2004

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)

OH

09/02/1998 - 03/31/2003

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC. (BRYAN OH)

NY

09/20/1996 - 08/14/1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/18/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/04/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Andrew Odonnell.
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