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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas McCarthy is an Investment Advisor Representative with Cambridge Investment Research Advisors, Inc. located in Greenville, South Carolina. Douglas McCarthy has been in the financial services industry for over 20 years and is licensed in South Carolina. Douglas McCarthy works with a variety of clients including individuals, high net worth individuals, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
SC
09/12/2023 - Present
Cambridge Investment Research Advisors, Inc. (Greenville SC)
SC
04/18/2017 - 12/11/2019
TRIAD ADVISORS LLC (Greenville SC)
SC
07/31/2014 - 02/02/2017
INDEPENDENT FINANCIAL GROUP, LLC (Greenville SC)
SC
11/21/2012 - 08/01/2014
FINANCIAL TELESIS INC (GREENVILLE SC)
SC
11/12/2009 - 12/11/2012
LINCOLN FINANCIAL SECURITIES CORPORATION (GREENVILLE SC)
SC
06/18/2008 - 11/12/2009
LINCOLN FINANCIAL ADVISORS CORPORATION (SIMPSONVILLE SC)
SC
06/02/2008 - 06/24/2008
NYLIFE SECURITIES LLC (GREENVILLE SC)
NC
10/21/2002 - 03/07/2003
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
MA
08/31/2000 - 10/24/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/31/2000 - 10/24/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
PA
05/18/2000 - 07/26/2000
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
MA
01/29/1999 - 05/26/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/29/1999 - 05/26/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MA
11/17/1998 - 01/22/1999
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NJ
03/18/1998 - 11/09/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 07/11/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/30/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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