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Douglas Andrew Krupa

KKR Capital Markets LLC

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About Douglas Andrew Krupa

Douglas Andrew Krupa is a financial professional with over 20 years of experience in the industry. Currently, Douglas Krupa is registered with KKR Capital Markets LLC. Douglas Krupa has previously held positions with Blackstone Advisory Partners L.P., Legg Mason Investor Services, LLC, Citigroup Global Markets Inc., UBS PaineWebber Inc., and Waddell & Reed, Inc. Douglas Krupa is licensed to offer securities in 53 states and holds a variety of securities licenses including Series 6, 7, 24, 63, 65, 79, and SIE.

Firm Information

Douglas Krupa is currently registered with KKR Capital Markets LLC. KKR Capital Markets LLC is a Limited Liability Company that was formed on January 29, 2007. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. KKR Capital Markets is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Krupa’s Registration & Firm History

NY

05/15/2019 - Present

KKR Capital Markets LLC (New York NY)

NY

08/24/2011 - 01/31/2019

BLACKSTONE ADVISORY PARTNERS L.P. (NEW YORK NY)

CT

12/01/2005 - 08/16/2011

LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)

NY

03/11/2003 - 12/01/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NJ

10/17/2001 - 01/10/2003

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

KS

05/14/2001 - 08/17/2001

WADDELL & REED, INC. (OVERLAND PARK KS)

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Licenses & Designations

IA

Issued 06/11/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/21/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/19/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/2011

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 11/19/2001

Series 7 - General Securities Representative Examination

BC

Issued 05/12/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Andrew Krupa.
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