Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Andrew Flannagan is a financial advisor with Wells Fargo Clearing Services, LLC. Douglas has been working in the financial industry since October 1, 2001. Douglas is registered with the state of North Carolina and has passed the Series 7, Series 9, Series 10, Series 63, Series 66, SIE and Series 99TO exams. Previously, Douglas worked with First Clearing, LLC, Wachovia Capital Markets, LLC, Wachovia Securities, LLC and First Union Capital Markets Corp. Douglas specializes in portfolio management for individuals and businesses, financial planning, pension consulting, selection of other advisors and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
04/29/2014 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
MO
12/14/2010 - 05/04/2011
FIRST CLEARING, LLC (ST. LOUIS MO)
NC
07/01/2003 - 11/16/2007
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
10/01/1999 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
08/28/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BOTH
Issued 04/29/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/12/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Douglas Flannagan is the right advisor for you? Invested Better is here to help.
