Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Reynolds is a financial professional with over 30 years of experience in the industry. Douglas is currently registered with Piper Sandler & Co. in Houston, Texas. Prior to joining Piper Sandler & Co. Douglas was employed by Scotia Capital (USA) Inc., Macquarie Capital (USA) Inc., Banc of America Securities LLC, Credit Suisse Securities (USA) LLC, Smith Barney Inc., and Salomon Brothers Inc. Douglas holds Series 7, 24, 63, 79, 99 and SIE licenses and has been active in the securities industry since 1987.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
09/16/2020 - Present
Piper Sandler & Co. (HOUSTON TX)
TX
08/13/2012 - 08/05/2020
SCOTIA CAPITAL (USA) INC. (HOUSTON TX)
TX
08/20/2009 - 06/19/2012
MACQUARIE CAPITAL (USA) INC. (HOUSTON TX)
TX
06/14/2006 - 02/17/2009
BANC OF AMERICA SECURITIES LLC (HOUSTON TX)
NY
06/25/1998 - 04/04/2006
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
11/28/1997 - 05/12/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
07/23/1986 - 05/12/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 11/07/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2009
Series 24 - General Securities Principal Examination
BC
Issued 04/24/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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