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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Allen Maher is a financial advisor registered with LPL Financial LLC. Douglas has been working in the financial services industry since March 18, 1998. Douglas is licensed in 33 states and holds Series 7, 24, 51, 52, 53, and 63 licenses. Douglas is also registered as an Investment Advisor Representative with LPL Financial LLC in South Dakota and Texas. Douglas Maher has a diverse background with experience in various financial services roles including real estate rental, insurance and business ownership.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SD
09/11/2023 - Present
LPL Financial LLC (RAPID CITY SD)
SD
09/01/2023 - 09/18/2023
OSAIC WEALTH, INC. (RAPID CITY SD)
SD
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (RAPID CITY SD)
AZ
03/19/1998 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 02/11/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/14/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 09/11/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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