Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Allen Drabik is a financial advisor at Raymond James & Associates, Inc. based in Memphis, Tennessee. Douglas has over 30 years of experience in the financial services industry. Douglas is registered with FINRA and holds Series 7, 24, 26, 63, and 66 licenses. He is also registered as an investment advisor representative in Tennessee. Douglas has previously worked at Morgan Keegan & Company, Inc., Citigroup Global Markets Inc., Commerce Capital Markets, Inc., Scott & Stringfellow, Inc., RBC Dain Rauscher Inc., Dain Rauscher Incorporated, IBAA Securities Corporation, Vining-Sparks IBG, Limited Partnership, LaSalle Brokerage Services, Inc., Union Planters Investment Bankers Group, Inc., Plansmith Securities, Inc., and Buys-MacGregor, MacNaughton- Greenawalt & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
04/02/2012 - Present
Raymond James & Associates, Inc. (MEMPHIS TN)
TN
08/23/2010 - 04/02/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
08/10/2007 - 10/01/2008
CITIGROUP GLOBAL MARKETS INC. (MEMPHIS TN)
PA
03/24/2005 - 08/18/2005
COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)
VA
04/28/2004 - 03/18/2005
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
NY
03/02/1998 - 05/03/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
09/26/1997 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TN
09/22/1992 - 01/01/1996
IBAA SECURITIES CORPORATION (MEMPHIS TN)
TN
08/24/1992 - 01/01/1996
VINING-SPARKS IBG, LIMITED PARTNERSHIP (MEMPHIS TN)
IL
06/21/1991 - 08/12/1992
LASALLE BROKERAGE SERVICES, INC. (CHICAGO IL)
NA
03/01/1989 - 06/28/1989
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
NA
09/03/1986 - 03/31/1989
PLANSMITH SECURITIES,INC.
NA
05/21/1985 - 12/16/1985
BUYS-MACGREGOR, MACNAUGHTON- GREENAWALT & CO.
BOTH
Issued 10/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/13/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/05/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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