Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Darling is a financial advisor with over 20 years of experience in the financial services industry. Douglas is currently registered with LPL Financial LLC as a Registered Representative and Investment Advisor Representative. He holds Series 6, 7, 63 and 66 securities licenses and has passed the SIE exam. Douglas has experience working with various clients including individuals, businesses, retirement plans, and charitable organizations. Douglas has previously been affiliated with OSAIC FA, INC., HD VEST INVESTMENT SERVICES, METLIFE SECURITIES INC. and METROPOLITAN LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/28/2024 - Present
LPL Financial LLC (EPHRATA PA)
PA
01/09/2017 - 07/11/2024
OSAIC FA, INC. (EPHRATA PA)
PA
08/13/2003 - 01/20/2017
HD VEST INVESTMENT SERVICES (EPHRATA PA)
MA
01/29/1999 - 06/05/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/29/1999 - 06/05/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 01/05/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1999
Series 7 - General Securities Representative Examination
BC
Issued 01/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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