Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Allen Bowers is a financial advisor with Ameriprise Financial Services, LLC. Douglas has been in the financial industry for over 28 years. Douglas is registered in 19 states and has passed the Series 6, 7, 63, and 65 exams and the SIE exam. Douglas also holds the Certified Financial Planner designation. Douglas has a history of working with a variety of clients, including individuals, high-net-worth individuals, trusts, estates, corporations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
05/05/2021 - Present
Ameriprise Financial Services, LLC (VIENNA VA)
VA
05/20/2011 - 05/11/2021
SPIRE SECURITIES, LLC (Alexandria VA)
DC
06/01/2009 - 05/26/2011
MORGAN STANLEY SMITH BARNEY (WASHINGTON DC)
DC
03/05/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
MO
07/01/2003 - 03/24/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
06/26/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CO
10/03/1996 - 05/01/2000
UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)
MN
09/12/1994 - 10/21/1996
FORTIS INVESTORS, INC. (OAKDALE MN)
SD
01/14/1994 - 09/07/1994
NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)
IA
Issued 06/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/23/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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