Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Allen Becker has been a financial professional since 1992 and is currently registered with Cetera Investment Advisers LLC in Pennsylvania and Texas. Douglas has a strong track record of providing financial advice and investment management services to a wide range of clients, including individuals, families, businesses, and charitable organizations. Douglas is committed to helping clients achieve their financial goals through personalized financial planning, portfolio management, and a variety of other financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
06/29/2023 - Present
Cetera Investment Advisers LLC (HANOVER PA)
PA
08/20/2009 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (HANOVER PA)
PA
08/30/2002 - 08/24/2009
MUTUAL SERVICE CORPORATION (HANOVER PA)
MD
12/03/2001 - 08/30/2002
H. BECK, INC. (ROCKVILLE MD)
IA
01/16/1998 - 12/05/2001
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
TX
05/18/1994 - 02/02/1998
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
MN
06/05/1992 - 04/19/1994
MIMLIC SALES CORPORATION (ST. PAUL MN)
IA
Issued 05/18/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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