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Douglas Allen Becker

Cetera Investment Advisers LLC

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About Douglas Allen Becker

Douglas Becker is an investment advisor representative with Cetera Investment Advisers LLC, a registered investment advisor. Douglas has been in the industry since 1992 and has extensive experience in providing financial planning, portfolio management, and investment advisory services. Douglas has served clients in Pennsylvania and Texas for many years. Douglas's commitment to his clients is evident in his dedication to providing them with personalized financial advice and guidance. He specializes in working with individuals, families, and small businesses to help them reach their financial goals.

Firm Information

Douglas Becker is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

40 YORK STREET

HANOVER, PA 17331

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Douglas Becker’s Registration & Firm History

PA

06/29/2023 - Present

Cetera Investment Advisers LLC (HANOVER PA)

PA

08/20/2009 - 09/20/2019

SUMMIT BROKERAGE SERVICES, INC. (HANOVER PA)

PA

08/30/2002 - 08/24/2009

MUTUAL SERVICE CORPORATION (HANOVER PA)

MD

12/03/2001 - 08/30/2002

H. BECK, INC. (ROCKVILLE MD)

IA

01/16/1998 - 12/05/2001

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

TX

05/18/1994 - 02/02/1998

1ST GLOBAL CAPITAL CORP. (DALLAS TX)

MN

06/05/1992 - 04/19/1994

MIMLIC SALES CORPORATION (ST. PAUL MN)

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Licenses & Designations

IA

Issued 5/18/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 5/26/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 6/4/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Douglas Allen Becker. Review regulatory record here.
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