Unclaimed
Douglas Becker is an investment advisor representative with Cetera Investment Advisers LLC, a registered investment advisor. Douglas has been in the industry since 1992 and has extensive experience in providing financial planning, portfolio management, and investment advisory services. Douglas has served clients in Pennsylvania and Texas for many years. Douglas's commitment to his clients is evident in his dedication to providing them with personalized financial advice and guidance. He specializes in working with individuals, families, and small businesses to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
06/29/2023 - Present
Cetera Investment Advisers LLC (HANOVER PA)
PA
08/20/2009 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (HANOVER PA)
PA
08/30/2002 - 08/24/2009
MUTUAL SERVICE CORPORATION (HANOVER PA)
MD
12/03/2001 - 08/30/2002
H. BECK, INC. (ROCKVILLE MD)
IA
01/16/1998 - 12/05/2001
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
TX
05/18/1994 - 02/02/1998
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
MN
06/05/1992 - 04/19/1994
MIMLIC SALES CORPORATION (ST. PAUL MN)
IA
Issued 5/18/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/4/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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