Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Allen has been in the financial services industry for over 35 years. Douglas is a Certified Financial Planner and currently registered as an investment advisor representative with Cambridge Investment Research Advisors, Inc. in Grinnell, Iowa. Douglas has a long history in the financial services industry, having previously worked with firms including Cetera Advisor Networks LLC, Cambridge Investment Research, Inc., Investment Centers of America, Inc., LPL Financial LLC and Raymond James & Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
01/03/2023 - Present
Cambridge Investment Research Advisors, Inc. (Grinnell IA)
IA
02/23/2022 - 12/31/2022
CETERA ADVISOR NETWORKS LLC (GRINNELL IA)
IA
09/27/2017 - 03/07/2022
CAMBRIDGE INVESTMENT RESEARCH, INC. (Grinnell IA)
IA
07/11/2012 - 09/27/2017
INVESTMENT CENTERS OF AMERICA, INC. (GRINNELL IA)
IA
02/15/2002 - 07/26/2012
LPL FINANCIAL LLC (GRINNELL IA)
FL
03/08/1999 - 03/12/2002
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MN
04/29/1992 - 03/15/1999
BRENTON INVESTMENTS, INC. (PLYMOUTH MN)
NA
02/12/1999 - 03/08/1999
RAYMOND JAMES & ASSOCIATES, INC.
IL
02/27/1991 - 05/04/1992
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
NJ
04/25/1986 - 01/04/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 03/03/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1986
Series 3 - National Commodity Futures Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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