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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Allan Lipman is a financial advisor with over 27 years of experience in the industry. Douglas is registered with LPL Financial LLC in TARRYTOWN, New York, and East Brunswick, New Jersey. Douglas has previously worked for National Planning Corporation, Royal Alliance Associates, Inc., EQ Financial Consultants, Inc., and The Equitable Life Assurance Society of the United States. Douglas is a registered Investment Advisor representative in New York and Texas. Douglas has passed the Series 6, Series 7, Series 63 and Series 65 exams. Douglas provides advisory services in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
01/11/2006 - Present
LPL Financial LLC (TARRYTOWN NY)
CA
02/22/2000 - 12/05/2002
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
AZ
05/17/1999 - 02/28/2000
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
08/23/1996 - 04/15/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
08/23/1996 - 04/15/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 08/01/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2005
Series 7 - General Securities Representative Examination
BC
Issued 08/22/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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