Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Allan is a financial professional with experience in the securities industry. Douglas is registered with Nylife Securities LLC and has a Series 7TO, Series 63, and SIE. Douglas currently holds a registration in Arkansas and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
04/24/2024 - Present
Nylife Securities LLC (ROSEVILLE CA)
BC
Issued 04/30/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/20/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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