Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Gregory is a financial advisor with over 40 years of experience in the industry. Douglas has a strong background in securities, having held positions at several firms, including Principal Financial Securities, Inc., Dean Witter Reynolds Inc., and Rauscher Pierce Refsnes, Inc. Douglas is currently registered with LPL Financial LLC and holds Series 5, Series 7, and Series 63 licenses. Douglas offers a range of financial services, including financial planning, investment management, and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/22/2023 - Present
LPL Financial LLC (SAN ANTONIO TX)
TX
03/23/2015 - 05/22/2023
SIGMA FINANCIAL CORPORATION (SAN ANTONIO TX)
TX
05/11/1998 - 03/27/2015
WELLS FARGO ADVISORS, LLC (SAN ANTONIO TX)
TX
05/18/1994 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NY
03/04/1988 - 04/20/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
03/26/1979 - 04/12/1988
RAUSCHER PIERCE REFSNES, INC.
BC
Issued 10/08/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1981
Series 5 - Interest Rate Options Examination
BC
Issued 03/17/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Douglas Gregory is the right advisor for you? Invested Better is here to help.
