Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Wallace is a financial advisor with Commonwealth Financial Network, based in Waltham, MA. Douglas has been in the financial industry since 2000 and previously worked with several firms including Lincoln Financial Advisors Corporation, Voya Financial Advisors, Inc., Ameriprise Financial Services, Inc., Investors Capital Corp., OneAmerica Securities, Inc., and Putnam Retail Management Limited Partnership. Douglas has a wide range of experience and holds Series 6, 7, and 63 licenses as well as the SIE exam. Douglas is a specialist in Retirement, College Savings, Estate Planning, Investments, and Insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
10/25/2021 - Present
Commonwealth Financial Network (WALTHAM MA)
IN
04/15/2019 - 09/20/2021
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
CT
06/20/2014 - 03/21/2019
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
MA
07/02/2012 - 04/21/2014
AMERIPRISE FINANCIAL SERVICES, INC. (CHARLESTOWN MA)
MA
08/18/2006 - 06/04/2012
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
IN
04/07/2005 - 07/11/2006
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
MA
09/25/2000 - 01/10/2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BC
Issued 01/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2002
Series 7 - General Securities Representative Examination
BC
Issued 09/23/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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