Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Walker is a financial advisor with over 33 years of experience in the industry. He is currently registered with Country Capital Management Co. in Freeport, IL and Monroe, WI. He is also registered as a broker-dealer in Illinois, Iowa, and Wisconsin. Douglas has a Series 6, Series 63, and Series 65 license. He is also a holder of the Securities Industry Essentials (SIE) Exam. Douglas previously worked for N.I.S. FINANCIAL SERVICES, INC. in Kansas City, MO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
06/09/1998 - Present
Country Capital Management Co. (Freeport IL)
MO
01/01/1990 - 12/31/1997
N.I.S. FINANCIAL SERVICES, INC. (KANSAS CITY MO)
IA
Issued 06/29/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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