Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Sutton is a financial advisor with over 20 years of experience in the industry. Douglas is currently registered with Cambridge Investment Research, Inc. in Olathe, KS. Douglas has held previous roles at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER, CAMBRIDGE INVESTMENT RESEARCH, INC. and MULTI-FINANCIAL SECURITIES CORPORATION. Douglas has passed the Series 6, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KS
12/12/2014 - Present
Cambridge Investment Research, Inc. (OLATHE KS)
KS
06/24/2014 - 12/12/2014
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (OLATHE KS)
KS
12/01/2010 - 04/25/2014
CAMBRIDGE INVESTMENT RESEARCH, INC. (OVERLAND PARK KS)
KS
01/01/2004 - 12/31/2008
MULTI-FINANCIAL SECURITIES CORPORATION (OLATHE KS)
OH
08/23/1999 - 01/01/2004
VESTAX SECURITIES CORPORATION (HUDSON OH)
BC
Issued 02/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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