Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Mishkin is a financial professional with over 30 years of experience in the financial services industry. Douglas is currently registered with The Leaders Group, Inc. and is licensed in Florida, New Jersey, and New York. Douglas has held previous positions with ING Financial Partners, Inc., Locust Street Securities, Inc., Washington Square Securities, Inc., Guardian Investor Services Corporation and MML Investors Services, Inc.. Douglas has passed the Series 6, Series 63 and SIE examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/03/2014 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
01/01/2004 - 12/31/2013
ING FINANCIAL PARTNERS, INC. (NEW YORK NY)
IA
10/30/2002 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
CT
12/01/1999 - 11/05/2002
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NY
04/18/1991 - 10/30/1997
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MA
12/14/1990 - 03/22/1991
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 12/12/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Douglas Mishkin is the right advisor for you? Invested Better is here to help.
