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Douglas Alan Kossel

Transamerica Financial Advisors, Inc.

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About Douglas Alan Kossel

Douglas Alan Kossel is a financial advisor registered with Transamerica Financial Advisors, Inc. Douglas has been in the financial services industry since March 1992. Douglas is a registered representative with the state of Ohio. Douglas is also an Investment Advisor Representative. Douglas has a wide range of experience and expertise in the financial services industry. Douglas specializes in Portfolio Management for Individuals and Selection of Other Advisers.

Firm Information

Douglas Kossel is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Douglas Kossel’s Registration & Firm History

OH

01/06/2012 - Present

Transamerica Financial Advisors, Inc. (CINCINNATI OH)

OH

04/12/2002 - 01/06/2012

WORLD GROUP SECURITIES, INC. (MILFORD OH)

GA

02/09/2000 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

NY

07/14/1995 - 02/24/2000

NYLIFE SECURITIES INC. (NEW YORK NY)

GA

09/17/1987 - 07/17/1989

FSC SECURITIES CORPORATION (ATLANTA GA)

NA

03/19/1986 - 10/06/1987

WADDELL & REED, INC.

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Licenses & Designations

IA

Issued 08/29/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/07/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/30/2018

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 10/05/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/03/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Alan Kossel.
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