Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Klein is a financial advisor with State Farm Investment Management Corp., a firm with a focus on investment companies and individuals. Douglas has been in the industry for over 2 years and holds a Series 63, Series 6TO and SIE licenses. Douglas also has a Chartered Financial Consultant designation. Douglas is registered in Idaho, Oregon and Washington as both a broker and an investment advisor representative. Douglas is also a licensed insurance agent with State Farm Mutual Automobile Insurance Company and its affiliates.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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WA
03/08/2023 - Present
State Farm Investment Management Corp. (Auburn WA)
BC
Issued 06/22/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/07/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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