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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Haws is an Investment Advisor Representative associated with Tom Johnson Investment Management, LLC, based in Oklahoma City, OK. Douglas has been in the industry since October 1994, holding registrations in both Oklahoma and Texas. His experience includes previous roles with FUNDS DISTRIBUTOR, INC. in Portland, ME and UAM FUND DISTRIBUTORS, INC. in Boston, MA. Douglas is a Chartered Financial Analyst. He specializes in providing financial planning, pension consulting, selection of other advisors, and portfolio management for both businesses and individuals. He has a proven track record with over 5,600 clients, a strong focus on serving high net worth individuals, charitable organizations, pension and profit sharing plans, corporations, and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OK
01/01/1999 - Present
TOM Johnson Investment Management, LLC (OKLAHOMA CITY OK)
ME
04/09/2001 - 03/26/2002
FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
MA
09/19/1997 - 04/09/2001
UAM FUND DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 01/28/1997
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/26/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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