Unclaimed
Douglas Alan Gutshall is a financial advisor with over 30 years of experience in the industry. Douglas is currently registered with PFS Investments Inc. Douglas offers a range of services, including portfolio management for individuals. Douglas also holds registrations in several states including Arizona, Arkansas, California, Colorado, Florida, Hawaii, Idaho, Massachusetts, Missouri, Nevada, New Mexico, Oregon, Pennsylvania, Texas, Utah, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
01/30/2019 - Present
PFS Investments Inc. (SALINAS CA)
IA
Issued 04/20/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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