Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Alan Goldstein is a financial advisor with over 28 years of experience. Douglas is currently registered with Portfolio Resources Advisor Group, Inc. in Florida and is also registered as an Investment Advisor Representative. Previously, Douglas has worked with firms including Investacorp, Inc., Oscar Gruss & Son, Incorporated, Hudson Sloane & Co., L.L.C., and Dean Witter Reynolds Inc. Douglas holds several professional designations including Certified Financial Planner. Douglas has also passed several industry exams including the Series 63, Series 65, Series 7, Series 8, and Series 31.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
07/31/2015 - Present
Portfolio Resources Advisor Group, Inc. (CORAL GABLES FL)
FL
10/21/1999 - 07/19/2002
INVESTACORP, INC. (MIAMI FL)
NY
09/12/1997 - 10/25/1999
OSCAR GRUSS & SON, INCORPORATED (NEW YORK NY)
NY
03/20/1997 - 11/04/1997
HUDSON SLOANE & CO., L.L.C. (NEW YORK NY)
NY
04/23/1992 - 02/07/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 02/15/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 04/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Douglas Goldstein is the right advisor for you? Invested Better is here to help.
