Unclaimed
Douglas Alan Gammel is an investment advisor representative with Empower Advisory Group, LLC. Douglas has been in the financial services industry since April 3, 2005 and is currently registered with the state of Colorado. Douglas has a broad range of experience, having previously worked at J.P. Morgan Institutional Investments Inc., Equitrust Marketing Services, LLC, and Allstate Financial Services, LLC. Douglas holds the Series 6, 7, 24, 63, and 65 securities licenses and is also licensed in all 50 states. Douglas specializes in providing financial planning services, portfolio management for individuals, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
01/06/2015 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CO
11/17/2011 - 12/31/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)
CO
06/25/2009 - 12/17/2010
EQUITRUST MARKETING SERVICES, LLC (CENTENNIAL CO)
CO
11/07/2003 - 12/31/2008
ALLSTATE FINANCIAL SERVICES, LLC (CENTENNIAL CO)
IA
Issued 11/04/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2017
Series 7 - General Securities Representative Examination
BC
Issued 11/06/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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