Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Katchen is a financial advisor with over 30 years of experience in the industry. Douglas has been registered with Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc. since May 2023. Douglas has held previous positions with Allstate Financial Services, LLC, Raymond James & Associates, Inc., Questor Capital Corporation, Wells Fargo Advisors, LLC, and First Union Brokerage Services, Inc.. Douglas is a licensed investment advisor and holds the Series 6, 7, 24, 63, 65 and SIE licenses. Douglas specializes in a variety of financial planning, investment and insurance products and services for individuals, corporations, and high net worth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/01/2023 - Present
Raymond James & Associates, Inc. (Lakewood Ranch FL)
FL
01/27/2021 - 03/31/2023
ALLSTATE FINANCIAL SERVICES, LLC (SARASOTA FL)
FL
11/09/2018 - 10/08/2020
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
09/02/2016 - 11/14/2018
QUESTAR CAPITAL CORPORATION (SARASOTA FL)
NC
10/01/2000 - 07/29/2015
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
09/17/1997 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
CA
07/25/1995 - 03/20/1997
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
CA
04/21/1995 - 07/07/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MA
09/24/1993 - 11/10/1994
JMC FINANCIAL CORPORATION (BOSTON MA)
NJ
08/11/1992 - 09/17/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
10/12/1988 - 08/10/1990
PRUCO SECURITIES CORPORATION
NJ
10/12/1988 - 08/10/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NJ
11/05/1986 - 08/10/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 04/21/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2017
Series 24 - General Securities Principal Examination
BC
Issued 04/28/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/1995
Series 7 - General Securities Representative Examination
BC
Issued 11/04/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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