Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Abbott Fordyce has been in the financial services industry since May 24, 1995. Douglas is currently registered with Lazard Freres & Co. LLC in Houston, Texas. Douglas has worked in the industry for several firms, including Credit Suisse First Boston LLC and Donaldson, Lufkin & Jenrette Securities Corporation. Douglas is also registered as a General Securities Principal (Series 24) and holds the Series 7, Series 79TO and SIE licenses. Douglas is licensed to provide investment advice in Texas and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/27/2004 - Present
Lazard Freres & Co. LLC (HOUSTON TX)
NY
12/18/2000 - 04/09/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
06/11/1996 - 12/18/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
AR
05/24/1993 - 06/27/1994
STEPHENS INC. (LITTLE ROCK AR)
BC
Issued 07/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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