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Douglas A Usifer

Capstone Partners

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About Douglas A Usifer

Douglas Usifer is a registered representative with Capstone Partners. Douglas has been in the industry since 2010 and is registered in Colorado. Douglas holds Series 79 and SIE licenses. Douglas was previously employed by Headwaters BD, LLC.

Firm Information

Douglas Usifer is currently registered with Capstone Partners. Capstone Partners is a Limited Liability Company formed on April 8, 2004. The firm is registered with the SEC and in 15 states including Arizona, California, Colorado, Florida, Idaho, Illinois, Louisiana, Massachusetts, Michigan, New York, Ohio, Oregon, Pennsylvania, Texas, and Virginia.

Not reported

Assets Under Management

Not reported

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Usifer’s Registration & Firm History

MA

05/15/2018 - Present

Capstone Partners (BOSTON MA)

CO

11/22/2010 - 11/14/2018

HEADWATERS BD, LLC (DENVER CO)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/2010

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas A Usifer.
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