Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas A. Thomas is a financial professional with over 13 years of experience in the financial services industry. Douglas is currently registered with Cetera Investment Advisers LLC. Previously, Douglas was registered with Royal Alliance Associates, Inc., Signator Investors, Inc., and Transamerica Financial Advisors, Inc. Douglas holds the Series 6, 7, 63, and 65 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NE
07/12/2024 - Present
Cetera Investment Advisers LLC (OMAHA NE)
NE
11/02/2018 - 06/25/2021
ROYAL ALLIANCE ASSOCIATES, INC. (Omaha NE)
NE
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (LINCOLN NE)
NE
05/19/2010 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (LINCOLN NE)
IA
Issued 3/24/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/11/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/16/2017
Series 7 - General Securities Representative Examination
BC
Issued 5/18/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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