Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas A. Shannon is a financial advisor with MML Investors Services, LLC. Douglas has been in the financial services industry since June 30, 2010 and is registered with both FINRA and the SEC. Douglas has earned the Certified Financial Planner and Chartered Financial Consultant designations. Douglas has a branch office in Peoria, Illinois and is registered to provide investment advice and services in numerous states. Douglas's specialization is in providing financial services to high net worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
IL
01/10/2018 - Present
MML Investors Services, LLC (Peoria IL)
IL
06/11/2010 - 11/17/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PEORIA IL)
IA
Issued 07/05/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/10/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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