Unclaimed
Douglas A Novell is a registered representative with J.p. Morgan Securities LLC and has been active in the financial services industry since 2012. Douglas has earned both Series 99 and Securities Industry Essentials Exam licenses. Douglas has worked at J.P. MORGAN CLEARING CORP. in the past, and has specialized in various financial services, including investment advisory services. Douglas has been registered with J.p. Morgan Securities LLC since 2016, and has a Branch Office location in Brooklyn, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/01/2016 - Present
J.p. Morgan Securities LLC (BROOKLYN NY)
NY
09/11/2012 - 10/01/2016
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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