Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Keller is a financial advisor who has been in the industry since 2012. Keller is currently registered with T. Rowe Price Investment Services, Inc. in New York, NY. Previously, Douglas worked at BLUE OWL SECURITIES, PANTHEON SECURITIES, LLC and AMG DISTRIBUTORS, INC. Keller holds Series 7, Series 66 and Series 79 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/06/2023 - Present
T. Rowe Price Investment Services, Inc. (New York NY)
NY
05/25/2021 - 04/03/2023
BLUE OWL SECURITIES (New York NY)
NY
03/02/2017 - 02/19/2021
PANTHEON SECURITIES, LLC (NEW YORK NY)
NY
04/11/2014 - 02/28/2017
AMG DISTRIBUTORS, INC. (New York NY)
NY
01/01/2011 - 06/28/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/31/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/29/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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