Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Fullerton is a financial professional who has been active in the industry since July 30, 2016. Douglas is currently registered with Ernst & Young Capital Advisors, LLC and has been employed by the firm since August 5, 2019. Douglas has held previous positions at Citigroup Global Markets Inc. and Cain Brothers & Company, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/05/2019 - Present
Ernst & Young Capital Advisors, LLC (New York NY)
NY
02/19/2018 - 05/10/2018
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/09/2011 - 06/23/2014
CAIN BROTHERS & COMPANY, LLC (NEW YORK NY)
BC
Issued 03/02/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/05/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/18/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/29/2012
Series 52 - Municipal Securities Representative Examination
BC
Issued 09/08/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
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FINRA
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