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Douglas A Beguin

Charles Schwab & CO., Inc.

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About Douglas A Beguin

Douglas Beguin is a financial advisor with over 20 years of experience in the industry. Douglas is currently registered with Charles Schwab & Co., Inc. and has been with the firm since April 2006. Douglas is also registered with the states of Arizona, California and Texas. In addition to his current role at Charles Schwab & Co., Inc., Douglas has previously worked at SUNAMERICA SECURITIES, INC. in Phoenix, Arizona. Douglas has a wide range of experience and holds several licenses and certifications, including the Series 6, 7, 63 and 66. Douglas focuses on providing financial planning and investment advice to individuals and families. Douglas is also a wrap fee program sponsor.

Firm Information

Douglas Beguin is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Douglas Beguin’s Registration & Firm History

AZ

01/02/2019 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

AZ

06/10/2003 - 08/26/2005

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

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Licenses & Designations

BOTH

Issued 11/30/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/02/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/26/2006

Series 7 - General Securities Representative Examination

BC

Issued 06/09/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Douglas A Beguin.
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